Gestion administrativa – operativa y su incidencia en los procesos de control de lavado de activos en la cooperativa de ahorro y crédito interna de docentes de u.t.e.q. ltda. año 2020. manual de prevención.
The Cooperativa de Ahorro y Crédito Interna de Docentes de la Universidad Técnica Estatal de Quevedo U.T.E.Q. Ltda. It is an organization with a legal basis that at the time of operating despite its growth, some difficulties have been generated in which they are detailed, first the lack of a manual...
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| Format: | masterThesis |
| Language: | spa |
| Published: |
2021
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| Subjects: | |
| Online Access: | https://repositorio.uteq.edu.ec/handle/43000/6376 |
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Add Tag | Summary: | The Cooperativa de Ahorro y Crédito Interna de Docentes de la Universidad Técnica Estatal de Quevedo U.T.E.Q. Ltda. It is an organization with a legal basis that at the time of operating despite its growth, some difficulties have been generated in which they are detailed, first the lack of a manual for the prevention of money laundering was identified in compliance with the provision issued by the Super intendency of Popular and Solidarity Economy (SEPS) and the Financial and Economic Analysis Unit (UAFE), difficulties are also observed in the elaboration of policies, controls and procedures due to the broad formats that are directed to the first order segments. brings inconveniences when applying to a closed cooperative of segment five, another weakness is the lack of information that members, administrators and collaborators have on the issue of money laundering due to the fact that the training that is authorized or endorsed by the control agencies are restricted and most of the trainings are outside the province and on working days which limits the active participation of those who form the cooperative. Under this research it is intended to apply a qualitative-quantitative, which will allow the analysis and interpretation of the data obtained through direct observation, application of an internal control matrix, which will allow obtaining a general vision of the management. of the entity on the prevention of money laundering. The results of this project seek timely improvement through the proposal of an alternative proposal such as the design of a prevention manual under the money laundering regulation based on OFFICE N ° SEPS-SGD-IGT-2021-01943-OFC. Key Words: Administrative Management - Control Processes - Money Laundering. |
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